Dr. Alan Becker

Neither List Funding Inc nor its affiliates and subsidiaries (collectively, “List”) are registered as a licensed broker-dealer and/or as Life Settlements brokers or provider.   List does not advise on any sort of investment and does not make any representations or warranties as to the legality of any investment.  All decisions to invest are the sole responsibility of the individual investors.  Moreover, List does not provide financial, legal, accounting or tax advice. Such advice, including investment advice, should be obtained from professionals who understand the ramifications of investments such as those featured on the List website. The information on our website and/or in any other materials supplied by List do not purport to include all of the information necessary to evaluate an investment and are qualified in their entirety by the terms of any offering materials along with the transaction documents (i.e., form of subscription agreement, terms and conditions, etc.) that are associated with an investment.  No offer or sale of any securities will occur without the delivery of confidential offering materials and related transaction documents.  Accordingly, the List website is merely intended to provide general information and is intended for initial reference purposes only. There may be advantages and disadvantages that vary depending upon the circumstances of a particular case, and nothing on the List website and/or other materials is intended to be relied upon by any prospective investor.  Neither the Securities and Exchange Commission nor any federal or state securities commission or any other regulatory authority has recommended or approved any investment or the accuracy or completeness of any of the information or materials provided by or through the List website.
Private placements on List are intended for accredited U.S. resident investors and for sophisticated investors residing abroad in jurisdictions where securities registration exemptions are available. Securities sold in private placements are not publicly traded, are subject to holding period requirements, and are intended for investors who do not need a liquid investment. Private placement investments are NOT bank deposits (and thus NOT insured by any federal governmental agency), are NOT guaranteed by List or any other party, and MAY lose value. Investments of this sort are speculative and involve a high degree of risk and those investors who cannot afford to lose their entire investment should not invest.  

This disclaimer is further qualified by, and subject to, List Funding’s

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